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Event Overview:
Stay current on rules and regulations in settings designed to promote timely learning and sharing with peers, regulators and other financial services professionals. FINRA Conferences and educational events are ideal for compliance and legal professionals, supervisors, branch and main office staff, IT and operations professionals, and others in the financial services industry.
FINRA Conferences and educational events provide a unique opportunity to hear the most up-to-date compliance information directly from industry and regulatory experts. Attendees sharpen their knowledge of rules and regulations, and share experiences with regulators, peers and other industry professionals. Many of these educational offerings qualify for CPE and CLE credits.
2017 Annual Conference
FINRA's premier event - this conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics.
About FINRA:
FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of the securities industry.
FINRA is not part of the government. We’re an independent, not-for-profit organization authorized by Congress to protect America’s investors by making sure the securities industry operates fairly and honestly.
Source : Event Website
Event Name | City | State | Atendance | Exhibitors | Date |
---|---|---|---|---|---|
2022 FINRA Annual Conference - Financial Industry Regulatory Authority | Washington | District of Columbia | - | verified |
May 16, 2022 |
2021 FINRA Annual Conference - Financial Industry Regulatory Authority | Washington | District of Columbia | - | - | May 18, 2021 |
2020 FINRA Annual Conference - Financial Industry Regulatory Authority | New Orleans | Louisiana | estimated |
- | May 12, 2020 |
2019 FINRA Annual Conference - Financial Industry Regulatory Authority | New Orleans | Louisiana | verified |
verified |
May 15, 2019 |
2018 FINRA Annual Conference - Financial Industry Regulatory Authority | New Orleans | Louisiana | verified |
verified |
May 21, 2018 |
2017 FINRA Annual Conference - Financial Industry Regulatory Authority | verified |
- | May 16, 2017 | ||
2013 FINRA Annual Conference - Financial Industry Regulatory Authority | Washington | District of Columbia | - | - | May 20, 2013 |
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Western Fairs Association Convention & Tradeshow - 2024 - (formerly Western Fairs Association Convention - 2024) | Anaheim | California | estimated |
verified |
Jan 04, 2024 |
Farm Futures Business Summit 2024 | Coralville | Iowa | - | - | Jan 09, 2024 |
ASPPA & NAPA's Women In Retirement Conference 2024 | Isle of Palms | South Carolina | estimated |
verified |
Jan 10, 2024 |
ALIS 2024 - Americas Lodging Investment Summit | Los Angeles | California | estimated |
verified |
Jan 22, 2024 |
MBA Independent Mortgage Bankers Conference 2024 | New Orleans | Louisiana | estimated |
verified |
Jan 22, 2024 |