Returning to Boca Raton, Florida, on May 6–9, the 46th annual SIFMA Operations Conference & Exhibition will gather operations, technology and regulatory leaders from across the securities industry.
As the industry continues to evolve in response to policy, risk, technology and regulatory changes, Ops 2019 will delve into the dynamic and complex environment that is reshaping operations, the customer experience and market requirements. Gain insight into the developments of key priorities including:
Consolidated Audit Trail (CAT)
Regulation Best Interest
Operational Risk and Resiliency
Data Protection and Cybersecurity
Robotic Process Automation
Risk Management and Third Party Risk
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.
SIFMA is the leading trade association for broker-dealers, investment banks and asset managers operating in the U.S. and global capital markets. On behalf of our industry’s nearly 1 million employees, we advocate on legislation, regulation and business policy, affecting retail and institutional investors, equity and fixed income markets and related products and services.
We serve as an industry coordinating body to promote fair and orderly markets, informed regulatory compliance, and efficient market operations and resiliency. We also provide a forum for industry policy and professional development.
The combined businesses of SIFMA’s members represent 75% of the U.S. broker-dealer sector by revenue and 50% of the asset management sector by assets under management. SIFMA is a 501(c)(6) organization. Together, we are invested in America.
SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA).
Our unique organization presents you with the opportunity to engage key decision-makers in the capital markets at hundreds of financial services companies, from small and regional firms to the largest global organizations.
We are pleased to offer several opportunities to engage with our unique audience demographic.
Diversity & Inclusion Conference
SIFMA's Diversity & Inclusion Conference brings together business executives, human resource professionals and diversity practitioners to explore how we can promote diversity, inclusion and parity to shape our workforce and serve our clients.
Source: Event Website
San Diego, California
San Diego Convention Center